Roc Global is a specialist investment bank focused on Metals & Mining and Clean Energy.

Specialized Independent Advisory

Established in 2011 and headquartered in New York, Roc Global provides comprehensive, independent financial advisory services. Leveraging our in-depth industry expertise and extensive technical advisory network, we tailor solutions to meet the unique needs of each client and sector. Our core offerings span three primary areas: Debt Advisory, Strategic Equity Advisory, and M&A Advisory.

Our Expertise

We’ve developed robust, sector-specific insights across metals & mining and clean energy.

Our Team

Our team is composed of seasoned industry specialists who are often asked to speak at industry events.

Our Services

  • Helping clients with financing solutions for operating assets or projects that require financing or re-financing.

  • Placement of equity for capex and other purposes with leading family offices, private equity groups and strategic companies.

  • Generating ideas for asset owners to maximize value for their businesses and finding the right buyers for these assets.

“Our advantage lies in our deep industry insight—allowing us to craft tailored advisory strategies that address each client’s unique needs and deliver superior results.”

Joe Garofoli

Founder and CEO

Select Transactions

  • Atlantic Strategic Minerals

    M&A and Strategic Equity

    Private Equity Investment

    US Brownfield Asset

    Exclusive M&A and Strategic Equity Advisor

  • Contango Ore

    Corporate Advisory and Project Finance

    Senior Secured Project Finance Debt
    United States Precious/Base Metals Mine

    Exclusive Debt Advisor

  • Sierra Atacama Mining Company

    Specialized Advisory Services

    Copper Prepayment Facility

    Chilean Copper Mine Restart

    Exclusive Debt Advisor

  • Incoa Performance Minerals

    M&A and Strategic Advisory

    Equity Stake Placement
    US-based calcium carbonate producer

    Strategic Equity Advisor

    View Case Study
  • Aurcana Corporation

    Aurcana Corporation

    Corporate Advisory and Project Finance

    Senior Secured Project Finance Debt

    United States Precious Metals Restart

    Exclusive Financial Advisor

  • Gensource Potash Corporation

    Specialized Advisory Services

    Private Placement Equity Raise & Royalty
    Saskatchewan-based potash mine

    Exclusive Financial Advisor

  • B&A Mineracao S.A. (BTG Pactual)

    M&A and Strategic Advisory

    Sell-Side M&A Advisory
    Puquios Copper Project in Chile

    Exclusive Financial Advisor

  • GenRent International

    Corporate Advisory and Project Finance

    Bridge Loan
    Peru-based power project

    Debt Advisor & Arranger

  • Gensource Potash Corporation

    Specialized Advisory Services

    10-Year Take-or-Pay Offtake Agreement
    Saskatchewan-based potash mine

    Exclusive Financial Advisor