About Us
Originally founded in 2011 to provide bespoke solutions for metals and mining and new energy clients. Roc Global’s success has been the result of specialized sector knowledge and longstanding relationships with capital providers. Our status as an independent financial services firm ensures we can be fully aligned with our clients.
The Roc Global Difference
We have cultivated a culture deeply rooted in our core values, in order to earn the trust and respect of our clients.
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We pursue excellence in every aspect of our firm, holding ourselves to the highest professional and personal standards while continually striving to improve.
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We believe that curiosity drives knowledge which, in-turn, drives ability to generate ideas and solve problems. By continuously learning, questioning, and sharing knowledge, especially when it comes to our clients’ businesses-their competitive landscape and the relevant downstream/upstream supply chains, we aim to deepen our expertise and improve our ability to deliver informed, forward-looking advice and get transactions closed.
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Creativity is at the core of our advisory approach. Grounded in deep industry expertise, we deliver original solutions for each client by generating ideas for financing alternatives, financial structuring, acquisitions and divestitures, production offtake, company positioning, negotiations and other ideas that give our clients an advantage and help them attain their objectives.
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As a fully independent advisory firm, we will be a strong advocate for our clients and will fight for better terms and negotiation positions with corporate and/or financial counterparties.
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We want our clients to have complete confidence that their interests are our highest priority and that we will exercise sound judgment on their behalf to advance their objectives. At the same time, we strive to build goodwill with all counterparties, including target companies and capital providers, to foster open, productive dialogue and drive successful transaction outcomes.
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We recognize that our human capital is fundamental to our success, and we invest continuously in attracting, developing, and retaining exceptional talent. We involve our team members at all levels in many of our client/investor interactions to accelerate the learning curve of newer team members and establish a collaborative atmosphere. This approach enables us to deliver more thoughtful, responsive, and effective advice to our clients.
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We work diligently to achieve our clients’ objectives and remain fully committed to their assignments, even when success requires patience. We stay engaged when challenges occur and continue to provide strategic guidance on how to move forward towards the client’s main objective.
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At most investment banks, once a client mandate is received it is handed over to a less experienced, execution team. At Roc Global, our goal is to consummate our client transactions by leveraging our senior team members experience to help achieve a deal. We understand that getting to a close is paramount.
Our firm is built around people. Our team of investment banking professionals brings deep expertise in capital formation and M&A, as well as specialized knowledge of the Metals & Mining and New Energy & Energy Infrastructure sectors.